C L R James, Dialectical Materialism and the Fate of Humanity
Saturday 23 August 2008, by
C L R James 1947
Dialectical Materialism and the Fate of Humanity
Mankind has obviously reached the end of something. The crisis is absolute. Bourgeois civilisation is falling apart, and even while it collapses, devotes its main energies to the preparation of further holocausts. Not remote states on the periphery but regimes contending for world power achieve the most advanced stages of barbarism known to history. What civilised states have ever approached Nazi Germany and Stalinist Russia in official lies, official murder and the systematic brutalisation and corruption of their population? Only a shallow empiricism can fail to see that such monstrous societies are not the product of a national peculiarity (the German character) or a system of government (“communism”) but are part and parcel of our civilisation. Everything that has appeared in these monstrous societies is endemic in every contemporary nation. Millions in the United States know that Nazi Germany and Stalinist Russia will have nothing to teach the American bourgeoisie when it finds itself threatened by the revolutionary American workers seeking the complete expression of democracy which is socialism. The dream of progress has become the fear of progress. Men shrink with terror at the hint of scientific discoveries. If it were known tomorrow that the crown of human technical achievement, the processes of manufacturing atomic energy, had been lost beyond recovery, this scientific disaster would be hailed as the greatest good fortune of decades.
But the seal of the bankruptcy of bourgeois civilisation is the bankruptcy of its thought. Its intellectuals run to and fro squealing like hens in a barnyard when a plane passes overhead. Not a single philosopher or publicist has any light to throw on a crisis in which the fate not of a civilisation but of civilisation itself is involved. The Keynesian theories are now part of the history of economics. The ridiculous “four freedoms” of the late President Roosevelt take their place with the Three Principles of Sun Yat-Sen (the father-in-law of Chiang Kai-shek), the thousand years of Hitler’s Reich and the “socialism in a single country” of Stalin. The chattering of Sidney Hook and Harold Laski is stunned into silence by the immensity of their own inadequacies. Thought has abdicated. The world is rudderless. All illusions have been destroyed. “Man is at last compelled to face with sober sense his real conditions of life, and his relations with his kind.” And in face of this the bourgeoisie has nothing to say.
The method of thinking is rooted in society. Bourgeois thought has collapsed because bourgeois society has collapsed. We have learnt by hard necessity the truth of the following dictum of Trotsky:
“Hegel in his Logic established a series of laws: change of quantity into quality, development through contradictions, conflict of content and form, interruption of continuity, change of possibility into inevitability, etc., which are just as important for theoretical thought as is the simple syllogism for more elementary tasks.” (Trotsky, In Defence of Marxism.)
Hegel defines the principle of Contradiction as follows:
“Contradiction is the root of all movement and life, and it is only in so far as it contains a contradiction that anything moves and has impulse and activity.” (Science of Logic, Vol 2, p. 67.)
The first thing to note is that Hegel makes little attempt to prove this. A few lines later he says:
“With regard to the assertion that contradiction does not exist, that it is non-existent, we may disregard this statement.”
We here meet one of the most important principles of the dialectical logic, and one that has been consistently misunderstood, vilified or lied about. Dialectic for Hegel was a strictly scientific method. He might speak of inevitable laws, but he insists from the beginning that the proof of dialectic as scientific method is that the laws prove their correspondence with reality. Marx’s dialectic is of the same character. Thus he excluded what later became The Critique of Political Economy from Capital because it took for granted what only the detailed argument and logical development of Capital could prove. Still more specifically, in his famous letter to Kugelmann on the theory of value, he ridiculed the idea of having to “prove” the labour theory of value. If the labour theory of value proved to be the means whereby the real relations of bourgeois society could be demonstrated in their movement, where they came from, what they were, and where they were going, that was the proof of the theory. Neither Hegel nor Marx understood any other scientific proof.
To ask for some proof of the laws, as Burnham implied, or to prove them “wrong” as Sidney Hook tried to do, this is to misconceive dialectical logic entirely. Hegel complicated the question by his search for a completely closed system embracing all aspects of the universe; this no Marxist ever did. The frantic shrieks that Marx’s dialectic is some sort of religion or teleological construction, proving inevitably the victory of socialism, spring usually from men who are frantically defending the inevitability of bourgeois democracy against the proletarian revolution.
So convinced a Marxist as Trotsky reminded the revolutionaries in 1939 that Marxists were not fatalists.
“If”, said he, “the international proletariat, as a result of the experience of our entire epoch and the current new war, proves incapable of becoming the master of society, this would signify the foundering of all hope for a socialist revolution, for it is impossible to expect any other more favourable condition for it.”
The Marxian expectation of socialism arising from the contradictions of capitalism would have proved itself to be utopia.
The law of contradiction is what for the moment we can call a “hypothesis” for the grouping of empirical facts. All men use hypotheses for the grouping of facts. That is what logic consists of. The bourgeois hypotheses are for the most part unconscious. They are the inevitability of bourgeois society, natural division of labour, more particularly of men into capitalists and workers, constantly expanding technical progress, constantly expanding production, constantly expanding democracy, constantly rising culture. But during the last thirty years, these have crumbled to dust in their hands. They have no hypotheses they can believe in and that is why they cannot think. Historical facts, large and small, continuously deliver shattering blows at the foundation of their logical system. Nothing remains for them but the logic of the machine gun, and the crude empiricism of police violence.
Quite different is the mode of thought of Marxism. It understands its own logical laws. For Marxists, the fundamental logical law is the contradictory nature of all phenomena and first of all human society. The dialectic teaches that in all forms of society we have known, the increasing development of material wealth brings with it the increasing degradation of the large mass of humanity. Capitalism, being the greatest wealth-producing system so far known, has carried its contradictions to a pitch never known before. Thus it is that the moment when the world system of capitalism has demonstrated the greatest productive powers in history is exactly the period when barbarism threatens to engulf the whole of society. The anti-dialecticians stand absolutely dumbfounded before the spectacle of the mastery of nature for human advancement and the degradation of human nature by this very mastery. The greater the means of transport, the less men are allowed to travel. The greater the means of communication, the less men freely interchange ideas. The greater the possibilities of living, the more men live in terror of mass annihilation. The bourgeoisie cannot admit this, for to admit it is themselves to sanction the end of the bourgeois civilisation.
Hence the complete paralysis of bourgeois thought. Yet never was thought of a fundamental character so necessary to mankind. As our political tendency has recently written:
It is precisely the character of our age and the maturity of humanity that obliterates the opposition between theory and practice, between the intellectual preoccupations of the “educated” and of the masses. All the great philosophical concepts, from the nature of the physical universe (atomic energy) through the structure and function of productive systems (free enterprise, “socialism”, or “communism”), the nature of government (the state versus the individual), to the destiny of man (can mankind survive?), these are no longer “theory”, but are in the market-place, tied together so that they cannot be separated, matters on which the daily lives of millions upon millions depend. (The Invading Socialist Society)
Never were such universal questions asked by the whole of the civilised world. Never have such inadequate answers been given. All that the bourgeoisie can answer is the purely technical question of the manufacture of atomic energy, and it wishes that it could not.
Now it is precisely because this contradiction of society has reached its farthest point in Stalinist Russia that the dialectical materialist analysis of Russia is the most important key to the perspective of world civilisation.
The second law of dialectical materialism is the change of quantity into quality. At a certain stage a developing contradiction, so to speak, explodes, and both the elements of contradiction are thereby altered. In the history of society these explosions are known as revolution. All the economic, social and political tendencies of the age find a point of completion which becomes the starting-point of new tendencies. The Russian revolution is one such explosion. But the examination of the Russian revolution involves both the laws of development through contradictions and the change of quantity into quality.
Let us examine the Russian revolution in some of its most important features, such as would be agreed upon by most observers, excepting the diehard reactionaries.
The revolution was the greatest outburst of social energy and creativity that we have yet seen. Previously the French revolution had astonished mankind by the rapidity and grandeur of its achievements. So much so that to this day 14 July 1789 is the date in all probability most widely known among the great majority of mankind. But the Russian revolution exceeded the French. A combination of workers and peasants, the lowest classes of mankind, tore up an established government by the roots and accomplished the greatest social overturn in history. Starting from nothing, they created a new state, created an army of millions, defended the new regime against famine, blockade and wars of intervention on all fronts. They reorganised the economy. They made Russia a modern state. They passed and tried honestly to carry out a series of laws on popular education, equality of women, repudiation of religious superstition, sexual sanity, workers’ control of production, all of which constituted the greatest potential democracy and enlightenment that the world had ever seen. They organised a world-wide Communist International devoted to the achievement of the same ideals in the entire world. The gradual decline and final failure are treated in the text. But the accomplishments are history, imperishable and of permanent significance for mankind. Taken in its entirety the heroic period of the Russian revolution is the most glorious episode in human history.
Lenin, the leader of the revolution, claimed always that one of the greatest achievements was the establishment of a new type of democracy, the Soviets of Workers’, Soldiers’ and Peasants’ Deputies, which was able to unloose the creative energies of the great masses of the people. Their mere administration of the state in his opinion would make the further existence of capitalism impossible. This administration by the masses is “not yet” socialism, but it is no longer capitalism. “It is a tremendous step towards socialism, a step from which, if complete democracy is retained, no backward step towards capitalism would be possible without the most atrocious violence perpetrated upon the masses”. (The Threatening Catastrophe) Capital, in the form of state capital, once more rules in Russia. Democracy has not been retained. But this has been done only at the cost of the condition foreseen by Lenin. The most atrocious violence has been perpetrated upon the masses of the people. Thus, the Russian revolution, as it has developed and declined, shows us the two most violent extremes that we have known in history. It is only dialectical materialism that can unite these extremes in logical and intelligible connection. It is the creative power, the democratic desires, the expansion of human personality, the record of achievement that was the Russian revolution. It is these which have called forth the violence, the atrocities, the state organised as Murder Incorporated. Only such violence could have repressed such democracy.
One can see the glint in the eye of the enemy of the proletarian revolution. Without perspective, himself, intellectually helpless before the contemporary barbarism, indulging in nonsensical opposites like Yogis and Commissars, or searching diligently in his own writhing insides for the solution to the problems of the world, he hastens to use the fact of the Russian degeneration as an unanswerable argument against the ideas of Bolshevism. Patience, my friend, patience.
“Bolshevism”, says Trotsky, “is above all a philosophy of history and a political conception.” Without the philosophy, the political conception falls to the ground. We have to get to the philosophy step by step. We have arrived at this much. The atrocious violence and crimes which now distinguish the state of Stalin are the necessary and inevitable response to the revolutionary fervour and democratic organisation and expression of the Russian people. Not the Russian people in general, however, but the Russian people as they had developed and expressed themselves in the socialist revolution of 1917. This is not merely a Russian phenomenon. The Russian revolution is a climax to a series of revolutions which have moved according to certain laws. Briefly: The British revolution in the seventeenth century embraced only small sections of the population – some revolutionary bourgeois, petty-bourgeois farmers and yeomen and a small number of artisans, and others in the few and small towns. They could not create the new but they could destroy the old. The work of the revolution having been accomplished the counter-revolution, heir to the new social order, established itself by a mere invitation to Charles II to return. A handful of people only were punished. With the development of economy and its socialisation, i.e. the increasing inter-relation of all classes in production, the French revolution embraces the great mass of the nation. The revolution destroys feudalism and establishes the modern state.
Its basic work accomplished, “order” must be restored to society by the counter-revolution, the heirs to the new regime, but this time there are millions of aroused people. It is the great body of the nation which is to be disciplined. No mild return of royalty, no forgiveness, no mutual amnesty. Only the military police-dictatorship of Napoleon can hold this country down. The contradiction between the revolution and the counter-revolution has sharpened.
Society established itself on new foundations. But the contradiction between the classes grows. If the revolution in Russia was the broadest and deepest development of the revolution of the seventeenth century, the Stalinist regime is the similar development of the counter-revolution. The German revolution of 1918 did not overthrow bourgeois property. But the German proletariat, infinitely larger and more highly developed than the Russian, had a long history of democratic achievement and organisation behind it. After the revolution, its organisation continued and expanded. That is why the Nazi counter-revolution was as brutal as it was. But if the German proletariat in 1918 had established a Soviet state embracing workers, agricultural proletarians and semi-proletarians, the lower ranks of the petty-bourgeoisie and the sympathetic intelligentsia, then logically speaking one of two things would have happened. Either the new democratic formation would have gone on from strength to strength awakening the deepest reserves of social power and aspirations of the already highly-developed German people and spreading throughout Europe; either this or something else. The atrocities and the violence which would have been needed to suppress a successful German proletarian revolution and the response it would have awakened in the German and other European peoples would have exceeded the crimes of Hitler as much as Hitler exceeded the crimes of Napoleon.
The pervading barbarism of the Stalinist regime, therefore, is not to be attributed to this or that weakness in the theory of “communism”, or some partial aspect of the Stalinist state. Stage by stage, we have seen the revolution and the counter-revolution develop in Europe over the centuries. At each new stage of development, both the revolution and the counter-revolution assume a new quality with the new quality of the social development. Precisely because the Russian revolution assumed a new quality in attempting to establish a universal democracy, the Russian counter-revolution assumes a new quality of universal barbarism in the sense that it embraces all aspects of the Russian state.
At this stage, to try to separate progressive aspects from so comprehensive and all-pervading an enemy of human development as is the Stalinist state, is to strike down the dialectical method at the root. Hegel understood the limits within which one could designate a corruption as partial:
The Reformation resulted from the corruption of the Church. That corruption was not an accidental phenomenon; it is not the mere abuse of power and domination. A corrupt state of things is very frequently represented as an “abuse” ; it is taken for granted that the foundation was good – the system, the institution itself faultless – but that the passion, the subjective interest, in short the arbitrary volition of men has made use of that which in itself was good to further its own selfish ends, and that all that is required to be done is to remove these adventitious elements. On this showing the institute in question escapes obloquy, and the evil that disfigures it appears something foreign to it. But when accidental abuse of a good thing really occurs it is limited to particularity. A great and general corruption affecting a body of such large and comprehensive scope as a Church is quite another thing. ... The corruption of the Church was a native growth. (Philosophy of History)
The Russian revolution is the completion of a historical process, the development of class society. Its relation to past revolution can be illuminated by the laws of changes of quantity into quality. The British revolution, although it pointed the road for the rest of Europe, was only to a subordinate degree of international significance. The French revolution shook the whole of Europe to its foundations and established the logical lines along which revolution and counter-revolution would struggle in Europe for the succeeding century. It is in the very nature of modern society and the Russian revolution that Russia today is symbolical of the whole fate of modern civilisation. There is no further stage. Either the revolution succeeds in encompassing the whole of the world or the whole of the world collapses in counter-revolution and barbarism. The whole path of Western civilisation for two thousand years has reached an ultimate stage in Russia. There is no by-pass. There is no third alternative.
Therefore, as dialectical materialists, we do not bewail nor do we underestimate or in any way attempt to minimise the monstrous character of the Stalinist regime. We repudiate utterly any idea that what is there has any socialist character whatever. But we draw from it for Russia itself and for the whole world an ultimate, a universal conclusion. The barbarism is not to come. It is there.
In our previously quoted pamphlet, we have written:
The unending murders, the destruction of peoples, the bestial passions, the sadism, the cruelties and the lusts, all the manifestations of barbarism of the last thirty years are unparalleled in history. But this barbarism exists only because nothing else can suppress the readiness for sacrifice, the democratic instincts and creative power of the great masses of the people.
Those are the two forces in conflict. The philosophy of history which is Bolshevism bases itself upon the destruction of the barbarism by the inevitable triumph of the socialist revolution. There are even revolutionaries who deny this. For them it is not scientific to believe in inevitability. Such a belief implies that dialectic is a religion or mysticism. For them the correct scientific attitude is to reserve judgement. Yet these very ones turn out to be the mystics and the practitioners of an ill-concealed religiosity.
If they recognise the bankruptcy of bourgeois democracy, if they accept the need for universality in the masses, if they recognise that barbarism is the only force that can suppress this need, then to refuse to accept the inevitability of socialism leaves only one of two choices. Either the inevitability of barbarism, that is to say, the acceptance of the principle of inevitability which they have just rejected or the hope, the faith, the belief that history will offer some way out of the impasse. This is the denial of a philosophy of history, that is to say, the denial of a method of thought, for which the only name is irrationalism or mysticism.
The deniers of the inevitability of socialism can be routed both historically and logically.
Marx developed his philosophical doctrines in the years which preceded the 1848 revolutions. The revolution was obviously on the way. Yet society was dominated by the experience of the great French revolution which had achieved such miracles but had failed to achieve universality (liberty, equality and fraternity), and despite all its sacrifices and bloodshed, had ended in the triumph of the counter-revolution. The experience of 1830 had only multiplied both the fears and the hopes which had been engendered by the colossal experience of the French revolution. In this period, so similar to ours, philosophy came out of the study, particularly in Germany, and attempted to give some answers to the problems that were shaking society.
The utopian socialists of all stripes were distinguished precisely by this, that they argued interminably about the possibility as opposed to the inevitability of the socialist revolution. They were tortured by these doubts because, after the experience of the French revolution and its obvious failure to relieve the conditions of the great masses of the people, they themselves had lost faith in the inevitability of socialism. Which is only another way of saying the inevitability of the achievement by the people of complete self-expression, complete democracy, socialism. In so far as their beliefs were the result of theoretical speculation, they had, in the words of Marx, lost the capacity to draw from the experience of man’s past in order to establish perspectives for man’s future.
The result was a complete chaos, disorder, confusion in their own thoughts with an absolute inability to meet the challenge of the approaching revolution. It was into this ulcer that Marx drove the knife of scientific socialism. Bolshevism is a philosophy of history. Marx first clarified himself philosophically. As he wrote to Ruge in 1843:
Almost greater than the outer obstacles appear in the inner difficulties. For although there is no doubt about the “whence”, there prevails the more confusion about the “whither”. Not only has a general anarchy broken out among the reformers; each of them also must himself confess that he has no exact conception of what ought to be. Precisely in this is the advantage of the new movement, that we do not anticipate the new world dogmatically but intend to find the new in the criticism of the old world. Up to now the philosophers have had the solution of all riddles lying in their desks and the dumb exoteric world had only to gape in order for the ready-baked pies of wisdom to fly into their mouths. Philosophy has become worldly, and the most decisive proof of this is that philosophic consciousness has been drawn into the anguish of the struggle not only superficially but thoroughly. If the construction of the future and the preparation for all time is not our affair, it is all the more certain what we have to complete at present, i.e., the most relentless criticism of all existing things, relentless both in the sense that the criticism fears no results and even less fears conflicts with the existing powers.
We face the same situation today in the radical and revolutionary movement. In 1947, however, not only is philosophy worldly. In the face of the universal character of the crisis, the world is driven to become philosophical. It is compelled to examine in their nature and in the totality of their relations (that is to say, philosophically), economics, politics, science and even the very nature of the universe and society. All agitation about the possibility of barbarism, third alternatives, the mysticism of the inevitability of socialism, these are no more than what they were in Marx’s day, only infinitely more so: terror before the destructive contradictions of modern society, doubts of the capacity of the proletariat to resolve them. This amounts to no more than a defence of bourgeois society in so far as bourgeois society still can provide thinkers with freedom enough to substitute the analysis of their own thoughts for a positive intervention in the chaos of society.
So far historically. Logically, the inevitability of socialism is the absolute reverse of religion or mysticism. It is a consciously constructed necessity of thought. As we have quoted in the article on Historical Retrogression, Hegel recognised that without holding fast in thought to your ultimate goal, it is impossible to think properly.
To hold fast the positive in its negative, and the content of the presupposition in the result, is the most important part of rational cognition: also only the simplest reflection is needed to furnish conviction of the absolute truth and necessity of this requirement, while with regard to the examples of proofs, the whole of Logic consists of these. (Logic, Vol. II, p. 476)
Precisely because they held fast to the presupposition of the inevitability of bourgeois society, the bourgeois thinkers in the early days of capitalism made their tremendous contributions to the science of human thought. Even without philosophical perspective, the bourgeoisie at least has one reality, maintenance of power against the workers and rival bourgeoisies. But without presupposing the inevitability of socialism, that is to say, without thinking always in terms of the victory of the masses, thinking among those hostile to bourgeois society must become a form of scholasticism and gnosticism, self-agitation and caprice.
Over a hundred years ago, Hegel said that the simplest reflection will show the necessity of holding fast the positive in the negative, the presupposition in the result, the affirmation that is contained in every negation, the future that is in the present. It is one of the signs of the advanced stage of human development that this is not longer a mere philosophical but a concrete question. To anyone that does not accept bourgeois society, the simplest reflection shows that it is impossible not only to think but to take any kind of sustained positive action in the world today unless one postulates the complete victory of the great masses of the people. What is this but the exemplification in life of the logical theory, the inevitability of socialism? The Stalinist state, the Nazi state, and in their varying degrees all states today, based upon property and privilege, are the negation of the complete democracy of the people. It is this state which is to be destroyed, that is to say, it is this state which is to be negated by the proletarian revolution. Thus, the inevitability of socialism is the inevitability of the negation of the negation, the third and most important law of the dialectic. I have said earlier that the laws of the dialectic are “hypotheses”.
AnyDeweyite pragmatist who is rubbing his hands with joy at this “reasonable” Marxism is in for rude disillusionment. “Dialectics”, said Lenin, “is the theory of knowledge of (Hegel and) Marxism.” So far I have been dealing with it as a theory of knowledge, as a mode of thought, examining more or less empirically contemporary society and the Russian revolution, and showing how by means of the dialectical approach, some order, some perspective, some understanding come out of them, showing equally why the bourgeoisie can make no sense of anything except to hold on to power.
But Marx’s hypotheses were not hypotheses in general. They were not empirically arrived at, tentatively used, discarded if not satisfactory, experimental or instrumentalist. They were logical abstractions organised according to the method of Hegel and reflecting the movement of human society. This is no simple matter. But it has remained obscured and neglected too long.
The dialectic is a theory of knowledge, but precisely for that reason, it is a theory of the nature of man. Hegel and Marxism did not first arrive at a theory of knowledge which they applied to nature and society. They arrived at a theory of knowledge from their examination of men in society. Their first question was: What is man? What is the truth about him? Where has he come from and where is he going? They answered that question first because they knew that without any answer to that general question, they could not think about particular questions.
Both Hegel and Marx in their different ways believed that man is destined for freedom and happiness. They did not wish this (or they did, that does not matter). They came to this conclusion by examining man’s history as a totality. Man for Marx was not Christian man nor the man of the French revolution (nor Stalin’s bloodstained secret police). The concept of man was a constantly developing idea which was headed for some sort of completeness. When Marx said that with the achievement of the socialist revolution the “real” history of humanity will begin, he was not being rhetorical or inspiring (or optimistic). He was being strictly and soberly scientific.
The truth is the whole. The whole, however, is merely the essential nature reaching its completeness through the process of its own development. Of the Absolute it must be said that it is essentially a result, that only at the end is it what it is in very truth.
Thus Hegel in the Phenomenology of Mind; Marx worked on the sample principles. The essential nature of man was becoming clear only as it approached its completeness in bourgeois society. It is in bourgeois society that we could see what man really is. And it is “only at the end” of bourgeois society that we can see what man is in very truth. Thus it is in the contemporary barbarism that can be seen most clearly what is the “real” nature of humanity. The need and desire for socialism, for complete democracy, for complete freedom, that is the “real” nature of man. It is this which explains his past. But it could be expressed within the concrete circumstances of past ages only to the degree that objective circumstances allowed. Did man, therefore, suffer through all those centuries to produce completed man? The defenders of bourgeois society are ready to defend and rage over all these unjustified sufferings of past mankind in their die-hard opposition to the proletarian revolution which will relieve present mankind. They will get nothing to comfort themselves with. “The truth is the whole.” All the various stages constitute the nature of man. Continues Hegel:
“And just in that consists its nature, which is to be actual, subject or self-becoming, self-development.”
Man is the subject, that which is developing itself. The subject becomes more and more real, and therefore the truth about man becomes deeper and wider, more universal, more complex, more concrete. Complete universality, complete democracy in the sense that every man is able to do what every other man does, this is the ultimate stage. The Russian revolution was an imperfect, limited, handicapped but nevertheless decisive step in this direction. The nature of man, therefore, becomes the search for this completeness and the overcoming of the obstacles which stood and stand in its way. Past history therefore becomes intelligible and what is more important, the road to the solution of the overwhelming problems to the present day becomes open.
If today we say that now we know what is the “real” man, it is because we see him as a totality, as the result of his whole past. But from there we make another step. The terrible crisis of civilisation is the result of the fact that man is at last real, he has become himself, completely developed. But the old type of world which developed him cannot contain him. He must burst through it. That world was a world in which he was subjected to nature. It was in the subjection of nature that he fully realised himself, a continuous negation of the obstacles which impeded his development. That being accomplished, his real history will begin. He negates all that has previously impeded him, i.e. negated him, in the full realisation of his inherent nature. Socialism is the negation of all previous negations. It is obvious that these are large conceptions. But the death of a world civilisation is not a small thing.
The conception being stated, it is now necessary not to prove it (only life can do that) but to show where it came from.
Western civilisation, and therefore, the Hegelian dialectic begins with Christianity. It was Christianity which established universality in its most abstract form, that very universality which we are now seeing concretely striving for expression in the proletariat all over the contemporary world. The very early or “primitive” Christians attempted a universality that was extremely concrete, commonalty of goods and absolute equality. But it soon collapsed. The abstract universality was established by that historical Christianity which superseded the Roman Empire. Christianity united all men, before birth, in the universality of original sin, and after death, in the possibility of universal redemption in heaven. Thus it carefully avoided a concrete universality. It was the religion of the millions who had been released from slavery by the collapse of the Roman Empire. The narrow straitened circumstances of their material lives were compensated for by the subjective conception of an after-life in which all their material needs would be satisfied or, better still, there would be no need for material satisfactions at all. But, extreme abstraction though it was, man is for the first time established as universal man. Hegel expresses the idea in all its fullness in the Philosophy of History:
Man, finite when regarded for himself, is yet at the same time the Image of God and a fountain of infinity in himself. He is the object of his own existence – has in himself an infinite value, an external destiny. Consequently, he has his true home in a supersensuous world – an infinite subjectivity, gained only by a rupture with mere natural existence and violation, and by his labour to break their power from within.... These conditions are not yet a concrete order, but simply the first abstract principles, which are won by the instrumentality of the Christian religion for the secular state. First, under Christianity slavery is impossible; for man as man – in the abstract essence of his nature – is contemplated in God; each unit of mankind is an object of the grace of God and of the Divine purpose; “God will have all men to be saved.” Utterly excluding all speciality, therefore, man, in and for himself – in his simple quality of man – has infinite value; and this infinite value abolishes, ipso facto, all particularity attaching to birth or country.
This is what Hegel calls an abstract universal. The history of humanity is no more than this abstract universal becoming concrete.
International socialism is the concrete embodiment of the abstract principle of Christianity. And Christianity appeared and international socialism is now appearing because they are of the very nature of man. To call the recognition of this teleology and religion is a sign of the greatest ignorance, or, is not ignorance, but a determination at all costs to defend bourgeois society against the philosophy of Bolshevism today so as not to have to defend it against the revolutionary masses tomorrow. To have been Christian and to be socialist is an expression of the need for concrete universality which is not so much in as of the very nature of man.
And dialectic bases itself upon this precisely because it is not religious and not teleological. If this, scientifically speaking, is not the nature of man, then what do the opponents of dialectic offer instead? Either man has expressed these desires and these aims by accident, i.e. they have no significance whatever, for he might have expressed entirely different aims and had entirely different needs, and may do so tomorrow. Or these needs and aims are not the nature of man but came from some outside agency or God.
It is only in the sense described above that dialectic speaks of freedom and happiness being the purpose of man’s existence. Purpose, not in the religious sense, but in the sense that if we examine man’s history through the centuries he has sought these aims. It is difficult therefore to say what other purpose his existence has, and the anti-dialectician is left with the alternative that man’s life has no purpose at all, which is only another way of accommodating one’s self to the existing society, bourgeois society.
The logical principle of universality contains within it a logical contradiction, the contradiction of abstract and concrete. This logical contradiction is a direct reflection of the objective circumstances in which the men of early Christianity lived. Their physical and material circumstances were on the lowest possible level. And therefore, to make their existence a totality, they had to fill it out with this tremendous abstraction. Thus is established the basic logical contradiction in the universal between concrete and abstract, between objective and subjective, between real and ideal, between content and form. But both together form a whole and have no meaning apart from each other. They are opposites but interpenetrated. To Christian man, the conception of heaven was real and necessary, an integral part of his existence in the objective world. Those who accuse dialectics of being a religion understand neither dialectics nor religion. The history of man is his effort to make the abstract universal concrete. He constantly seeks to destroy, to move aside, that is to say, to negate what impedes his movement towards freedom and happiness. Man is the subject of history. “(The) subject, (man) is pure and simple negativity.” This is a cardinal principle of the dialectical movement. The process is molecular, day by day never resting, continuous. But at a certain stage, the continuity is interrupted. The molecular changes achieve a universality and explode into a new quality, a revolutionary change.
Previous to the revolutionary explosion, the aims of the struggle can be posed in partial terms, possibility. It is the impossibility of continuing to do this that interrupts the continuity.
The revolution, precisely because it is a revolution, demands all things for all men. It is an attempt to leap from the realm of objective necessity to the realm of objective freedom.
But in the limited objective circumstances to which the low level of productivity has confined society, what is demanded by, of and for all men, only some men can have. The concrete universality, therefore, becomes the property of some men, a class. They are therefore compelled to use objective violence against those excluded and to substitute an abstract universality for the concrete universality of which the mass has been deprived. But the absence of concrete universality from the whole also limits the universality of the few. Their own concrete universality therefore begins to be limited and its limitations substituted for by abstractions. This is the Hegelian process of “mediation”. The new state established after the revolution, the ideology which accompanies it, are a form of mediation between abstract and concrete, ideal and real, etc.
The mediation usually assumes the form of the state power, and the specific ideological combinations of abstract and concrete to bind the new relations are developed by the philosophy of the age. A new equilibrium in the process of the development of man has been established. At a later stage, the same developing process will be repeated in the attempt to negate the actual stage of man previously established. There will be the mass revolution for undifferentiated universality, the class differentiation in its realisation, the splitting of the nation into opposing factors, and the attempt to realise in ideology the reconciliation of the opposing factors. Man is not only what he does but what he thinks and what he aims at. But this can only be judged by the concrete, what actually takes place. The truth is always concrete. But it is the concrete viewed in the light of the whole.
In the decisive page of the preface to the Phenomenology, Hegel writes:
“As subject it is pure and simple negativity, and just on that account a process of splitting up what is simple and undifferentiated, a process of duplicating and setting factors in opposition, which (process) in turn is the negation of this indifferent diversity and of the opposition of factors it entails. ... It is the process of its own becoming, the circle which presupposes its end as its purpose, and has its end for its beginning, it becomes concrete and actual only by being carried out, and by the end it involves.”
Marx is expressing concretely just this concentrated Hegelian generalisation when he says:
For each new class which puts itself in the place of one ruling before it is compelled, merely in order to carry through its aim, to represent its interest as the common interest of all the members of society, put in an ideal form, it will give its ideas the form of universality and represent them as the only rational, universally valid ones. The class making a revolution appears from the very start, merely because it is opposed to a class, not as a class but as the representative of the whole society; it appears as the whole mass of society confronting the one ruling class. It can do this because, to start with, its interest really is more connected with the common interest of all other non-ruling classes, because under the pressure of conditions its interest has not yet been able to develop as the particular interest of a particular class. Its victory, therefore, benefits also many individuals of other classes which are not winning a dominant position, but only in so far as it now puts these individuals in a position to raise themselves into the ruling class. ... Every new class, therefore, achieves its hegemony only on a broader basis than that of the class ruling previously, in return for which the opposition of the non-ruling class against the new ruling class later develops all the more sharply and profoundly. Both these things determine the fact that the struggle to be waged against this new ruling class, in its turn, aims at a more decided and radical negation of the previous conditions of society than could all previous classes which sought to rule. [German Ideology]
This organisation of historical development did not fall from the sky. It is the result of the concept of the dialectic worked out by Hegel and without the dialectic it could not be done at all. It is this Hegel that Burnham calls the “arch-muddler” of human thought. It is from the examination of this process, the developing conflicts between abstract and concrete, subjective and objective, the abstract universal assuming a certain content which becomes concentrated in a special form, the form gradually becoming infused with a new content until it can contain it no longer and explodes, it is from the examination of all this in society and nature but particularly in its ideological reflection in philosophy that Hegel works out the significance of categories and the movement of his Logic. Just as Marx’s economic categories were in reality social categories, just in the same way the logical categories, contradictions, etc., of Hegel were a reflection of social categories and social movement. Hegel, and for very good reasons of his time, led his Logic into an impossible and fantastic idealism about world-spirit, etc. But the basis of his work was solidly materialistic. He himself explains that:
The community of principle which really links together individuals of the same class and in virtue of which they are similarly related to other existences, assumes a form in human consciousness; and that form is the thought or idea which summarily comprehends the constituents of generic character. Every universal in thought has a corresponding generic principle in Reality, to which it gives intellectual expression or form. (The Philosophy of History)
Marx and Engels knew this. They could carry over the Hegelian dialectic into a materialistic form because it had been derived originally not from religion but from a study of the stages of man in nature and society and the reflection of these stages in human thought. The dialectic of negativity, the negation of the negation, the inevitability of socialism are a culmination in logical thought of social processes that have now culminated in contemporary society. You look in vain in writings of Hook, Professor of Philosophy at New York University and Burnham, a member of the same faculty, for the slightest understanding of this.
The beginning of this process for the modern world is Christianity and the beginning “presupposes its end as its purpose”. For Hegel, these stages are the work of the universal spirit.
Marx here is his diametrical opposite. Marx is a dialectical materialist. For him, and right from the very start, these concrete revolutionary stages are the work of the great masses of the people forever seeking the concretion of universality as the development of the productive forces creates the objective circumstances and the subjective desires which move them.
Hegel could see the abstract universal, the relation between abstract and concrete in historical Christianity and the developing relation in human history. Marx saw that, but because he was closer to the end, he could see more of the “real” man. Because he had seen the revolutionary proletariat, he was able to complete the dialectical analysis of previous stages by the recognition of the role of the revolutionary masses.
These appear at the very beginning of history.
In his introduction to Class Struggles in France, Engels writes:
“This party of revolt, of those known by the name of Christian, was also strongly represented in the army; whole legions were Christian. When they were ordered to attend the sacrificial ceremonies of the pagan established church, in order to do the honours there, the rebel soldiers had the audacity to stick peculiar emblems – across on their helmets in protest. Even the wonted barrack cruelties of their superior officers were fruitless. The Emperor Diocletian could no longer quietly look on while order, obedience and discipline in his army were being undermined. He intervened energetically, while there was still time. He passed an anti-Socialist, I should say anti-Christian, law. The meetings of the rebels were forbidden, their meeting halls were closed or even pulled down, the Christian badges, crosses, etc., were like the red handkerchiefs in Saxony, prohibited. Christians were declared incapable of holding offices in the state, they were not to be allowed even to become corporals. Since there were not available at that time judges so well trained in “respect of persons” as Herr von Koller’s anti-revolt bill assumes, the Christians were forbidden out of hand to seek justice before court. This exceptional law was also without effect. The Christians tore it down from the walls with scorn; they are even supposed to have burnt the Emperor’s palace in Nicomedia over his head. Then the latter revenged himself by the great persecution of Christians in the year 303, according to our chronology. It was the last of its kind. And it was so effective that seventeen years later the army consisted overwhelmingly of Christians, and the succeeding autocrat of the whole Roman Empire, Constantine, called the Great by the priests, proclaimed Christianity as the state religion.”
The Christian revolutionaries, however, were not struggling to establish the medieval papacy. The medieval papacy was a mediation to which the ruling forces of society rallied in order to strangle the quest for universality of the Christian masses. In one sense the papacy merely continued the Roman Imperium, and, in Hobbes’s phrase, was indeed “no other than the ghost of the deceased Roman Empire sitting crowned upon the grave thereof”.
But it was much more than that. Primitive Christianity had begun as a mass revolt that had sought to establish the community of men upon earth. By the time of Gregory the Great, when the papacy began to take over the functions of the declined and fallen Roman Empire, the papacy was beginning its career as a combination of the Empire and the tremendous impact of the mass revolution. It was the ghost of the Roman empire and living symbol of Christ on Earth. Heaven was too abstract to satisfy completely the masses of the people. The Church guaranteed them, in return for obedience, the happy future life. But it also took care of the life on earth, and performed the functions of teacher, protector and provider for the poor and sick and needy. It mediated between society and heaven and between the secular rulers of society and the masses. It succoured the poor and was a centre of learning and the improvement of agriculture. In the method by which it was established, in its mediation, of contending classes and its manipulation of concrete abstract, the medieval papacy, as the culmination of the Christian revolution, contains in embryo all the development to the modern age. The dialectical materialist method, the product of a stage nearer to the end, is infinitely superior to Hegel’s dialectic. Constantly, contemporary events throw a penetrating light into the past and thereby illuminate the future. It is, for example, the concrete history of the last thirty years of proletarian revolutions that for the first time makes it possible to grasp fully the meaning of Renaissance. But the dialectical materialist study of the Renaissance drives the last nail in the coffin of those who hesitate before the conception of the negation of the negation, the inevitability of socialism and the dictatorship of the proletariat.
The leading ideological characteristic of the early Renaissance can be usefully designated by the popular term “humanism”. The medieval towns produced a brilliant civilisation. With the growth of wealth, chiefly a result of commercial capitalism, there arise classes of men whom the early Christian contradiction between objective and subjective, abstract and concrete, is no longer tenable. It is not merely a question of objective wealth. The idea of universality becomes more concrete because of the
“energetic position which man is sensible of occupying in his subjective power over outward and material things in the natural world, in which he feels himself free and so gains for himself an absolute right.” (Hegel, Philosophy of History)
The papacy is itself mediated. It became humanised, i.e. more completely secular, and thus took the road to its own ruin. St. Thomas Aquinas had already begun the rationalisaton of faith, making it reasonable by a brilliant and profound misuse of the writings of Aristotle. Dante, whom Engels calls one of the first modern men, though profoundly religious, wished to substitute Emperor for Pope. The national monarchy begins to substitute for the papal authority.
So far so good. But, and here the Marxist dialectic sharply departs from the Hegelian, the new universal was established and took its form by such violent revolutions of the European proletariat as Europe did not see again until the period which opened in 1917. It is only recently that bourgeois historians have begun to recognise these. The historians of the socialist society will in time make of this one of the great chapters of human history.
As always in critical periods, there were a series of peasant revolutions in Europe throughout the fourteenth century. They were of tremendous range and power, some of them semi-socialistic. But they were not decisive. The decisive revolutions were revolutions of the workers and the petty bourgeoisie of the towns. If the phrase had not already been appropriated by Marxists for the revolution of the socialist proletariat, it would be perfectly correct to say that within the various municipalities the workers aimed at, consciously, and in some few cases actually achieved, the dictatorship of the proletariat. In the last half of the fourteenth century, these revolutions swept from one end of Europe to another.
In Salonika, the sailors and the artisans ruled the rich, the landowners, the commercial magnates and the clergy for ten years. In Italy, the struggle between the “fat” and the “thin”. In Bologna, in Genoa, in Sienna, the masses sought to obtain absolute mastery of municipal power. In Florence, under the leadership of Michel Lando, they organised the celebrated revolt of the Ciompi and established the dictatorship of the proletariat whom they called “God’s people”.
Rome and other towns saw similar battles. But it was in the Lowlands, in towns of Ghent, Ypres, and Bruges that the workers made the most desperate efforts to establish their own dictatorship. Revolutionary history badly needs a study of the incidents which centre around the van Artevelde family. Over and over again during a period of decades, the workers rose. More than once they established their dictatorship, they proclaimed an equality of fortunes and the suppression of all authority except the authority of people who live by manual labour. They repeatedly defeated the flower of feudal chivalry. It is reported that in Ghent, the workers went so far as to plan the complete extermination of the bourgeoisie and the nobles with the exception of children of six years of age. In the German towns of Cologne, Strasbourg, Aix-la-Chapelle, Lubeck, Stettin and many others, in Barcelona, Valencia, and the other towns in Spain, the same desperate battles took place.
The working class and its allies closest to it fought for fifty years all over Europe to establish proletarian democracy. Why they failed to achieve substantial successes was due not only to the low level of production but the fact that they fought only as members of isolated municipalities. Some of them indeed aimed boldly at an international proletarian revolution. But their time was not yet.
Let Boissonade, a bourgeois historian, speak in the concluding paragraph of his Life and Work in Medieval Europe. The reader should read carefully and note particularly the words we have underlined:
For the first time the masses, ceasing to be mere herds without rights or thoughts of their own, became associations of freemen, proud of their independence, conscious of the value and dignity of their labour, fitted by their intelligent activity to collaborate in all spheres, political, economic, and social, in the tasks which the aristocrats believed themselves alone able to fulfil. Not only was the power of production multiplied a hundredfold by their efforts, but society was regenerated by the incessant influx of new and vigorous blood. Social selection was henceforth better assured. It was thanks to the devotion and spirit of these medieval masses that the nations became conscious of themselves, for it was they who brought about the triumph of national patriotism, just as their local patriotism had burned for town or village in the past. The martyrdom of a peasant girl from the marshes of Lorraine saved the first of the great nations, France, which had become the most brilliant home of civilisation in the Middle Ages. They gave to the modern states their first armies, which were superior to those of feudal chivalry. Above all, it was they who prepared the advent of democracy and bequeathed to the labouring masses the instruments of their power, the principles of freedom and of association. Labour, of old despised and depreciated, became a power of incomparable force in the world, and its social value became increasingly recognised. It is from the Middle Ages that this capital evolution takes its date, and it is this which makes this period, so often misunderstood, and so full of a confused but singularly powerful activity, the most important in the universal history of the labour before the great changes witnessed by the eighteenth and nineteenth centuries.
This was the working class five hundred years ago. They were not proletarians in the modern sense. They were, for the most part, free workers in the guilds. They did not function within the socialised organisation of modern labour. But note, Messrs. anti-dialecticians and anti-Marxists, that these workers, five hundred years ago, all over Europe, believed that they were “fitted by their intelligent activity to collaborate in all spheres, political, economic and social in the tasks which the aristocrats believed themselves alone able to fulfil”. That is what the millions of proletarians all over the world today believe. They will fight for it. We believe they will succeed. You believe what? Their ancestors of five hundred years ago were not as developed as are the workers of today. But they fought for complete equality, for complete democracy, for universality. They failed, but they established the foundations of what we know as liberalism. Some of you still live on it, thin fare though it has become. The bourgeoisie had the feudal lords, in terror of these workers, rallied behind the absolute monarchy and the national state. Both humanism and the national state of the absolute monarchy were mediations of the mass proletarian desire for universality no longer in heaven but on earth. Humanism was the substitution of a liberal culture for the rich in place of the complete self-expression desired by the workers; the national state, disciplining the church, supplemented the concrete objective protection of wealth by abstract subjective claims of being the arbiter of justice, the guardian of law and order, and the protector of all the people. The contradictions, the antagonisms in the quest for universality had grown sharper than ever.
So, Messrs. doubters and sceptics and sneerers at dialectic, you will begin to see perhaps that what dialecticians believe in is not the result of religion. We have a certain conception of the nature of man based on history. When Marx and Engels wrote about the proletarian revolution in connection with the negation of the negation, when they wrote that in the present stage of society, man would either achieve this revolution or society would tear itself to pieces, they were being guided not by the dislocations of Marx’s “psyche” as Edmund Wilson thinks or by any Hegelian triads or historical religiosity, as is the opinion of Burnham and Hook. It was a logical deduction from the experience of history. The struggle of the masses for universality did not begin yesterday. An intellectual like Dewey believes that men’s quest is the quest for certainty. The intellectual believes that all men are intellectuals. That is wrong. Men seek not intellectual certainty. The quest is the mass quest for universality in action and in life. It is the moving force of history. And history has reached a climax because this quest has reached a climax.
Space compels rapid compression of the next great stages in the process of social development – the Protestant reformation and the French revolution. Rising capitalism expropriated the agricultural labourer and in the creation of wage-labour threw the masses further back from universality than they had ever been. Humanism had dragged universality from heaven down to earth and had by that made the contradiction between real and ideal an intolerable antagonism. The new proletariat could not play any great part in the struggles of the Protestant reformation, as the mature workers of the medieval towns had done. Hence the classes which took the lead were the bourgeoisie, the petty bourgeoisie and the peasants. Let us concentrate on one outstanding and familiar example, the English revolution.
The Puritans give us the key to the understanding of the whole period in the light of the struggle for democracy. The revolution of Dewey had shattered forever the claims of the Pope as mediator between God and man. It placed the responsibility for the individual’s moral salvation squarely on the individual man. As Hegel put it:
“This is the essence of the Reformation: Man is in his very nature destined to be free”, and in his own peculiar but profound manner he sums up modern history. “Time, since that epoch, has had no other work to do than the formal imbuing of the world with this principle, in bringing the Reconciliation implicit (in Christianity) into objective and explicit realisation.”
If you stand it on its head, and say that the objective development of man in society has been the various stages through which various classes have sought to realise the freedom implicit in Christianity, a great truth will have been grasped.
But the mass of men do not think, and certainly do not act according to those terms. The Puritans of town and country, petty-bourgeois, and semi-proletarian, shut off from freedom by the state, attempted to establish democracy in religion. The sects each attempted to form a social community in which the individual would exercise the new freedom, unlimited except by the equal freedom of other men. James I of England did not misunderstand them one bit. He knew what their anti-Ecclesiasticism meant. To all their arguments for religious freedom he invariably croaked in reply, “No Bishop, no King.” Their weakness was a social weakness, the lack of organisation which reflected the scattered character of their labour. But when the big bourgeoisie and some liberal aristocrats started the revolution, and the small farmers and small masters of the towns organised in the army, the Puritans showed what social passions were hidden behind their psalm-singing. In 1646, tired of the vacillations of their bourgeois and aristocratic leaders, they seized the person of the King and held him as a hostage. They then began negotiations with Cromwell and in the twin documents, the agreement of the People and the Heads of the Proposals, they put forward a programme for such a parliamentary democracy as was not even put forward in England until the Chartist movement two hundred years later. They put it forward to Cromwell; and in the discussion with Cromwell and his brother-in-law, Ireton, they raised the property question as a barrier to democracy in the most plain-spoken manner. These were not the Levellers, and the Diggers, who were the extreme left. These were the main body of the army. They were suppressed by a combination of fraud and force, but Cromwell, striking to the left, was compelled to strike at the right also. Charles I was executed and the monarchy was destroyed. In the familiar phrase, it was not monarchy but royalty which returned at the restoration. Monarchy in Britain was gone forever, destroyed by the religious democrats. They held power for eleven years, but as always, and particularly in this case, they were too few to represent the nation and the old process of mediation once more took place. They had cleared the way for capitalism, and nowhere was the antagonism sharper between developing capitalism and the masses of the nation than in England.
The history of the French revolution is familiar to all Marxists and the conclusions for our main argument are therefore easy to draw.
The intervention of the masses, its range and power, the social desires, the capacity for achievement and sacrifice, revealed itself to an educated Europe which had not dreamt that the shabby exterior of workers and peasants and the common people hid such colossal energies and such social needs. The quest for universality was no longer a secret. Liberty, equality and fraternity were the slogans of the revolution. If the Reformation had sought to establish a “democratic” freedom of religion, the French revolution attempted to establish a social freedom of political democracy. If out of the individual’s responsibility for his own salvation, there had leapt democracy, out of his political freedom, there leapt communism. Robespierre’s dictatorship was an attempt to establish the reign of virtue. But the French masses, not only Babeuf, saw and were ready for what was needed, drastic regulation and even confiscation of the property of the rich. The modern problem was posed. But it was the old problem in a new and more aggravated, a more contradictory form.
When the French revolution was over and men had time to think, it was seen that the revolution of reason and the mighty struggle for liberty, equality and fraternity had left men farther apart than ever before. Behind the formal equality before the law, capitalist production was accumulating wealth at one pole and misery, subordination and degradation at the other on a scale hitherto unknown. The universality of men, honour, loyalty, humanism, liberty, equality, fraternity, democracy, these were as abstract to the mass of men as the heaven of the early Popes. These ideals had a certain existence among the ruling classes, but thinking man could see that the needs and deprivations of the excluded mass reached with devastating effect upon the humanity of the rulers. The masses had tried to make a state a popular state. The result had been the creation of a monster such as had never been seen before and far surpassed in range and power the state of absolute monarchy. It was in the throes of this contradiction which was shaking all Europe that Hegel, the culmination of the German classical philosophers, set himself to study the problem of human destiny and elaborated a theory of knowledge. Hegel recognised what men were striving for and he recognised that the French revolution was a climax in this struggle.
Hegel understood Adam Smith and Ricardo. He understood the fragmentation and dehumanisation of man in the process of capitalist production. Many of Marx’s most famous pages in Capital have as their direct origins some of Hegel’s descriptions of the workers in capitalist industry. This was, for Hegel, the final insuperable barrier to any community of association among men. Hence universality for the mass of men was impossible. By means of his dialectical method he drew the necessary conclusions. We who live toward the end in the epoch of Hitler and Stalin can understand Hegel’s conclusions better than most men of previous generations, with the exception of Marx.
Universality for the mass of men was impossible. Only the state, said Hegel, could embody universality for the community. But, in particular, the state was a defence against the revolutionary masses.
Hegel had seen them and their activities in European history and now the French Revolution had shown that nothing could ever come of it. So it had been and it would ever be. At each stage, a few chosen individuals represented the abstract spirit of mankind. Universality had to be restricted to these. This was the basis of Hegel’s idealism. But with the clear insight of a great scholar of both past and contemporary history, and by his mastery of his method, he analysed and drew his analysis to its conclusion. The state would have to organise production. The chaos of capitalist production would have to be disciplined by organising the separate industries into corporations. The state would be the state of the corporations. Universality being impossible to all men, the state bureaucracy would embody universality and represent the community. Hegel did not know the modern proletariat. He operated therefore on the basis of the inevitability of proletarian subordination. But grant him that premise and his dialectical method shows that he made an astonishing anticipation in thought of the inevitable end of bourgeois society – the totalitarian state. Hegel must not be misjudged. He wrote and propounded in the name of freedom and Reason. But those who today sneer at him and his dialectics are not fit even to wipe the dust off his books. To this day, except for the writings of the great Marxists, no single writer since the French revolution has so much to say that is indispensable to modern thought and particularly modern politics.
This is where Marx began. It was as impossible to go any farther along the road of Hegel as it is impossible to go farther than the totalitarian state of contemporary history. Beyond both lies only decay.
Marx had to abandon the quest for universality or find a new basis for it.
A long line of European thinkers, Ricardo, Fourier, Saint-Simon, Feuerbach, and the classical economists, the ferment in Europe which preceded the revolutionary outburst in 1848, and, what Hegel had never seen, the emergence of the proletariat as an organised social force – these gave to Marx, already a master of Hegel’s system, the impetus to the new system.
Men had sought universality in heaven, in the freedom of religion, in the freedom of politics. Politics had failed. Neither Hegel nor Marx ever had any illusions about bourgeois democracy as a solution to the unquenchable desires and aspirations of men.
Nothing is more indicative of the philosophical character of Marxism and its organic continuity of the tradition of the great philosophers of Europe than the method by which Marx dismissed democratic politics. For Marx bourgeois democratic politics was a fraud, but like all the great panaceas from Christianity on, it was an expression of the perennial need historically conditioned. The productive process of capitalism denied any real community to men. And democratic politics, like religion, was a form of mediation by which men gained the illusion that they were all members of one social community, an illusion of universality. How not to remember Hitler’s insistence that his tyrannical regime represented the folk community. The more the Nazi regime deprived the masses of all human rights, the more imperative it was to substitute an abstraction of abstractions to create the totality of existence, a sense of universality, without which men cannot live.
Marx reversed Hegel at all points. It was not an intellectual construction. Men were doing it and had been doing it all around him for years.
Hegel saw objective history as the successive manifestation of a world spirit. Marx placed the objective movement in the process of production. Hegel had been driven to see the perpetual quest for universality as necessarily confined to the process of knowledge. Marx reversed this and rooted the quest for universality in the need for the free and full development of all the inherent and acquired characteristics of the individual in productive and intellectual labour. Hegel had made the motive force of history the work of a few gifted individuals in whom was concentrated the social movement. Marx propounded the view that it was only when the ideas seized hold of the masses that the process of history moved. Hegel dreaded the revolt of the modern mass. Marx made the modern proletarian revolution the motive force of modern history.
Hegel placed the future guardianship of society in the hands of the bureaucracy. Marx saw future society as headed for ruin except under the rulership of the proletariat and the vanishing distinction between intellectual and manual labour.
That was the conflict. That is the conflict today. The proletariat, said Marx, is revolutionary or it is nothing. The proletariat, he said, will conquer or society will destroy itself. The bureaucracy as conceived by Hegel he subjected to a merciless analysis. Let the reader think of Hitlerite Germany and Stalinist Russia and see how profound, how realistic, how anticipatory of the absolute crisis was the battle between the last of the great bourgeois philosophers and the first philosopher of the proletarian revolution. The smug anti-dialecticians have not yet caught up with this conflict between the masters of dialectic over a hundred years ago.
Hegel’s conception of history is nothing other than the speculative expression of the Christian-German dogma of the opposition of spirit and manner, God and the world. This opposition expresses itself within history, within the human world itself, as a few chosen individuals, active spirits, confronting the rest of humanity, the spiritless mass matter. Hegel’s conception of history presupposes an abstract or absolute spirit which develops itself so that humanity is only a mass bearing this spirit unconsciously or consciously. Within the empirical exoteric history, he sees a speculative esoteric history. The history of mankind is transformed into the history of the abstract spirit of mankind, beyond actual men.
Parallel with this Hegelian doctrine, there was developed in France the theory of the doctrinaires proclaiming the sovereignty of reason in opposition to the sovereignty of the people, in order to exclude the masses and rule alone. The result is that if the activity of the actual masses is nothing more than the activity of a mass of human individuals, the abstract universality, reason, spirit, possesses abstract expression exhausted in a few individuals. It depends upon the position and the strength of imagination of each individual whether he will pass as representative of “spirit”.(Marx, The Holy Family)
Hegel had observed the unconscious development of the process of mediation. The bureaucracy of his corporate state was a conscious final mediation. Marx, in the Critique of Hegel’s Philosophy of Right took up the challenge. The passage which follows might have been strange or difficult twenty years ago, not today. The reader must remember that both Hegel and Marx had common pre-suppositions – the recognition of the quest for universality, the recognition that the French revolution had brought the perpetual mediation of the growing contradictions to some final stage. The essence of the passage is that while Hegel believed that the bureaucracy can and must be a mediation for universality, Marx shows that the contradiction between objective and subjective, between ideal and real, concrete and abstract, has now reached such a stage, that the universality of the bureaucracy can have no reality. The quest for universality, embodied in the masses, constituting the great mass of the nation, forbids any mediation. The bureaucracy is compelled to become objectively the embodiment of the crassest materialism and subjectively, in its words, the embodiment of the crassest hypocrisy.
Here is the passage with certain words emphasised:
The “state formalism” which the bureaucracy is, is the “state as formalism” and as such formalism Hegel has described it. Since this “state formalism” is constituted as actual power and its own material content becomes itself, it is self-understood that the “bureaucracy” is a network of practical illusions or the “illusion of the state”. The bureaucratic spirit is a thoroughly Jesuitical theological spirit. The bureaucrats are the Jesuits and theologians of the state. The bureaucracy is the “republique pretre”. Critique of Hegel’s Philosophy of Right
Since the bureaucracy is essentially the “state as formalism”, it is this also in its purpose. Thus the actual purpose of the state appears to the bureaucracy as a purpose against the state. The spirit of the bureaucracy is the “formal spirit of the state”. It makes therefore the “formal spirit of the state” or the actual emptiness of spirit of the state into a categorical imperative. The bureaucracy thus is driven to the final end and purpose of the state. Since the bureaucracy makes its “formal” purpose into its content, it gets into conflicts everywhere with the “real” purposes. It is therefore necessary to substitute the form for the content, the content for the form. The purposes of the state are transformed into administrative ones or the administrative purpose into state purposes. The bureaucracy is a circle out of which no one can get. Its hierarchy is a hierarchy of knowledge. The apex entrusts to the lower circles insight into particular things, and the lower circles entrust to the apex insights into the universal and thus they mutually interchange.
The bureaucracy is the imaginary state besides the real state, the spiritualism of the state. Everything therefore has a double meaning, a real one and a bureaucratic one, as knowledge is double, real knowledge and bureaucratic (also the will). The real essence is handled according to its bureaucratic essence, according to its other worldly spiritual essence. The bureaucracy has the essence of the state, the spiritual essence of society in its possession, it is its private property. The general spirit of the bureaucracy is the secret, the mystery, guarded internally through the hierarchy, externally as the closed corporation. The apparent spirit of the state, the opinion of the state, appear therefore to the bureaucracy as a treason to its mysteries. Authority is therefore the principle of its knowledge, and deifying of authority is its principle. Within itself, however, spiritualism becomes a crass materialism, the materialism of passive obedience, of belief in authority, the mechanism of fixed formal behaviour, fixed principles, observations, traditions. As for the individual bureaucrat, the purpose of the state becomes a private purpose, a hunt for higher posts, for careers. First, he regards real life as material, for the spirit of this life has its exclusive existence in the bureaucracy. The bureaucracy must therefore proceed to make living as material as possible. Secondly, it is material for itself, i.e. so far as it becomes an object of bureaucratic handling, for its spirit is prescribed to it, its purpose lies outside of it, its existence is the existence of administration. The state exists henceforth only as fixed spirits of various offices, whose connection is subordination and passive obedience. Actual science appears as without content, actual life is as dead, for the imaginary knowing and imaginary living pass as the essence. The bureaucrat must therefore believe Jesuitically with the actual state, be this Jesuitism now conscious, or unconscious. It is, however, necessary that as soon as his opposite is knowing, he also achieve self-consciousness and purposeful Jesuitism.
That is the political anatomy of the Stalinist bureaucracy. In the review After Ten Years, I could touch only briefly (such are the trials of political minorities) upon the dehumanisation of the Russian bureaucracy itself. The Russian bureaucracy, as the Nazi bureaucracy in its time, represents essentially the opposition to the universality of the people in every single sphere of life. As the same article says:
In socialist society or in a society transitional to socialism, politics, science, art, literature, education all become truly social. The individual is able to exercise his gifts to the highest capacity, to become truly universal, because of the essentially collective life of the society in which he lives. Look at Stalinist society. No individual is more “political” than the individual in Stalinist society.
Nowhere are art, literature, education, science, so integrated with “society”. This is the appearance. In reality, never before has there been such a prostitution of all these things for the corruption and suppression of the direct producer, with the resulting degradation of the producers and managers alike.
Hitler called his state the truest democracy, his community was the folk community of the whole nation. His regime was “socialism”. The Stalinist regime goes farther. The state possesses all the virtues.
The internationalist conception of the human welfare is maintained through the connection with the corrupt and depraved communist parties and the constant appeal to the masses of the world. The state guarantees a “genuine” democracy, a “genuine” freedom of speech. Science, art and literature, like production, exist only to serve all the people. The state only administers the property which is the possession of all the people. Liberty, equality (within reason) and fraternity, honour, loyalty, chivalry, geniality, are the possession of all the people (except the Trotskyists). The leader is the leader because he possesses all these qualities to a superlative degree. Any oppositionist to the slightest of these claims becomes immediately an enemy devoid of all these virtues and fit only for extermination. The totality of the abstraction is to be explained only by the totality of the deprivation. Today this state is not only confined to Russia as an isolated phenomenon. It is spreading. Trotsky taught that the growth of the Stalinist state was due to the struggle over consumption. We cannot accept this at all. The Stalinist state is the completest expression of the class state – not the distorted beginning of something new but the culmination, the final form of the old. To believe that this state has roots only in consumption and not in the whole productive system is to saddle the concepts of Marxian socialism with a burden which they cannot indefinitely carry. The Stalinist state is a class state, a culmination of the old, not in any shape or form the beginning, however distorted, of the new.
Of precisely the same genre are the abstractions of the bourgeois democracies, different not in quality but only in the degree. Phrases like the “century of the common man” and the “four freedoms” are abstractions to satisfy the suppression of objective needs. The League of Nations of 1919 becomes the United Nations of 1947. The more concrete the negation of the need, the more abstract, empty and flamboyant becomes the subjective mediation.
There is a school of Marxists today who preach the ridiculous doctrine that in Russia today politics governs production. In reality, production governs politics. In appearance, the state takes hold of capital. In reality, capital takes hold of the state, and upon the mediation of the antagonisms of social and political life is superimposed and the antagonisms of capitalist production itself. In its most developed form, it is state capital.
It is this modern state, the negation of universality for so many millions, which is to be negated. The negation of this is the negation of the negation. The agent of this negation is the revolutionary proletariat. When the modern millions take hold of this state, they negate the root of their degradation, production itself, for to control the state of state capitalism is to control production itself. At this moment, the state begins to wither away.
I can sum up best by a quotation from an article I wrote in New International of June 1944:
But the outstanding feature of the contemporary world is that the principles for which Christianity stood in its best days are now regarded as matters of life and death by the average worker. This is no accident at all though we can only state the facts here. European civilisation must become a unity? Hundreds of millions of European workers know that this must be achieved or the continent will perish. Equality of nations? That, too, the great masses of Europe passionately desire, not as an ideal but to be able to live in peace. A central government to represent the interests of all? As late as 1935, Lord Cecil could get eleven million votes in a plebiscite in Britain supporting the idea of a League of Nations. And when workers say a League of Nations and collective security they mean it. And that early attempt to succour the poor, to help the afflicted, to teach the ignorant? The great mass of the workers in European countries conceive of Labour Parties as doing just that, within the conditions of the modern world.
Our anti-dialecticians believe the negation of negation and the inevitability of socialism are religion. But when one attempts to penetrate into their philosophy of history, one increasingly meets a vacuum or the most arbitrary combinations of historical phenomena, tied together by bits of string, by subjective analysis and a crude determinism which even sometimes has the presumption to call itself Marxism. For us there is no philosophy of history without Marxism, and there can be no Marxism without the dialectic. In the article quoted above, I continued:
He who would exhibit the Marxist method must grasp the full significance of that early uprising of the masses when Christianity proclaimed its message. We must watch not only the primitiveness and simplicity of its aims but their comprehensive scope. Then by slow degrees, through the centuries, we see one part of the aim becoming concrete for one section of the population, and then another part for another section. Ideas arise from concrete conditions to become partially embodied in social classes and give rise to further interrelations between the spiral of real and ideal, content and form. This is the dialectic to which Marx gave a firm materialistic basis in the developing process of production. As society develops, the possibilities for individual development of man become greater and greater, but the conflict of classes becomes sharper and sharper. We stand today at an extreme state of these interrelated phenomena of social development. When a modern worker demands the right of free speech, the right of free press, of free assembly, continuous employment, social insurance, the best medical attention, the best education, he demands in reality the “social republic”. Spinoza and Kant would stand aghast at what the average worker takes for granted today. But he does not demand them as an individual or in the primitive manner the early Christian did. In America, for instance, there are some thirteen million workers organised for nothing else but the preservation and extension of these values. These are the values of modern civilisation. They are embodied in the very web and texture of the lives of the masses of the people. Never were such precious values so resolutely held as necessary to complete living by so substantial and so powerful a section of society. Socialism means simply the complete expansion and fulfillment of these values in the life of the individual. This can only be attained by the most merciless struggle of the whole class against its capitalist masters. The realisation of this necessity is the final prelude to full self-consciousness.
You still believe, gentlemen, that these ideas and conclusions are the result of a dialectical religion? Go your way. God be with you. Amen.
Bolshevism is above all a philosophy of life and a political conception. The political conception is the organised preparation for the proletarian revolution. Lenin was the originator of Bolshevism, the Marxism of our time. The world was to be saved by reason, but reason lay not in the heads of philosophers and intellectuals but in the actions of the masses. The world as we know it, under the control of its present masters, is unreasonable, chaotic, lacking in energy and creative force, gangrenous, barbarism. For Lenin, reason, order, historical creativeness, lay precisely in the forces which would destroy the old world. This is how he saw the councils of the workers, the soviets, and the revolutionary actions of the masses in 1905:
The old power, as a dictatorship of the minority, could maintain itself only by the aid of police stratagems, only by preventing and diverting the masses from participating in the government, from controlling the government. The old power persistently distrusted the masses, feared the light, maintained itself by means of deception. The new power, as a dictatorship of the overwhelming majority, could and did maintain itself only by winning the confidence of the great masses, only by drawing, in the freest, broadest, and most energetic manner, all the masses into the work of government. Nothing hidden, nothing secret, no regulations, no formalities. You are a working man? You wish to fight to liberate Russia from a handful of police thugs? Then you are our comrade. Choose your delegate at once, immediately. Choose as you think best. We shall willingly and gladly accept him as a full member of our Soviet of Workers’ Deputies, of our Peasants’ Committee, of our Soviet of Soldiers’ Deputies, etc., etc. It is a power that is open to all, that does everything in sight of the masses, that is accessible to the masses, that springs directly from the masses; it is the direct organ of the masses and their will. Such was the new power, or rather its embryo, for the victory of the old power very soon trampled upon the tender shoots of this new plant. (Selected Works, vol. VII, pp. 252-3)
There are innumerable people opposed to bourgeois society, as they think, but who fear the uprising of the proletarian masses from that passive obedience, which is precisely the basis of bourgeois society. They want socialism but want to be sure of order, system, reason. Lenin had a different conception of where order was to be sought:
When the history of humanity moves forward at the speed of a locomotive (the petty-bourgeois intellectual) calls it a “whirlwind”, a “deluge”, the “disappearance” of all “principles and ideas”. When history moves at the speed of a horse and cart he calls it reason, system. Then the masses themselves, with all their virgin primitiveness, their simple, rough determination, begin to make history to apply “principles and theories” directly and immediately, the bourgeoisie takes fright and wails that “reason is thrust into the background”. (Is not the very opposite the case, you philistine heroes? Is it not precisely in such moments of history that the reason of the masses is displayed rather than the reason of single individuals? Is it not precisely at such times that reason of the masses becomes a living, active force, and not an armchair force?) When direct action by the masses is crushed by shootings, executions, floggings, unemployment and famine, when the bugs of professorial science, subsidised by Dubasov, crawl out of the cracks and begin to speak on behalf of the people, in the name of the masses, and sell and betray the interests of the latter to a privileged few – the knights of philistinism imagine that an epoch of peace and calm progress has set in, that “the turn of sense and reason has now come again. (Lenin Selected Works, vol. VII, pp. 260-1)
The bourgeois world is rejected completely. Only what destroys it is reasonable. But the reason of the masses was not merely destructive. It was destructive of the bourgeois world. But it was itself a “mighty creative force”.
The point is that it is precisely the revolutionary periods that are distinguished for their greater breadth, greater wealth, greater intelligence, greater and more systematic activity, greater audacity and vividness of historical creativeness compared with periods of philistine, Cadet, reformist progress. But Mr Blank and Co. picture it the other way about. They pass off poverty as historical-creative wealth. They regard the inactivity of the suppressed, downtrodden masses as the triumph of the systematic activity of the bureaucrats and the bourgeoisie. They shout about the disappearance of sense and reason, when the picking to pieces of parliamentary bills by all sorts of bureaucrats and liberal “penny-a-liners” gives way to a period of direct political activity by the “common people”, who in their simple way directly and immediately destroy the organs of oppression of the people, seize power, appropriate for themselves what was considered to be the property of all sorts of plunderers of the people in a word, precisely when the sense and reason of millions of downtrodden people is awakening, not only for reading books, but for action, for living human action, for historical creativeness. (Lenin Selected Works, vol. VII, pp. 261-2)
This is creative reason during the revolution and this is creative reason after the revolution. Readers of the following articles in this pamphlet and of the documents of our tendency will know that for us the economic planning of the new society must be the result of the same creativeness and energy of the masses expressed through their soviets, their councils, their party or parties. As we have shown in our pamphlet this was Lenin’s conception. For us therefore, once the masses in Russia were totally subordinated to the bureaucracy, then capital as an economic force resumed sway, and objective economic law reasserted itself. The proletarians of the fourteenth century failed, but the masses today begin from a society in which the socialisation of the labour process is the dominant feature of the economy. The education, the training, the discipline, the social awareness, the material and spiritual needs of the great millions have reached astonishing proportions. These are the new economic forces. They are worldwide. If the earlier revolutions were outstanding peaks in a world in which the periphery was large, backward and stagnant, it is not so today. Disparate as are the economic levels of the United States and China, the world is today one system and a social unit. The need for universality of the individual man is only part of the need for universality in the world at large;
“only with this universal development of productive forces is a universal intercourse between men established which produces in all nations simultaneously the phenomenon of the ’propertyless’ mass (universal competition), makes each nation dependent on the revolutions of the others, and finally has put world-historical, empirically universal individuals in place of local ones.”
Thus Marx in The German Ideology, in 1846. Today we are at the end.
It would be a grave mistake not to attempt to show, however briefly, the theoretical link between these concepts and the practical activity of building a revolutionary organisation. The dialectician is often seriously thrown back by the fact that the great masses of the workers do not seem to think in a way that corresponds to these ideas. He should remember that the number who thought of socialist revolution in Russia in February 1917 was pitifully few. There was not one single republican in France on 14 July 1789. How many of the Founding Fathers advocated independence in 1776? The anticipations of these ideas accumulate and then under suitable conditions explode into a new quality.
But with the masses the matter goes even deeper. They do not think as intellectuals do and this intellectuals must understand. In one of his most remarkable pages Lenin confesses that at a critical moment of the Russian revolution he was performing the most critical of all tasks, evaluating the events of July in order to change the policy and organisation of the Bolshevik Party. He was living with a working-class family. The hostess placed bread on the table. “Look,” says the host, “what fine bread. `They’ dare not give us bad bread now. And we had almost forgotten that good bread could be had in Petrograd.” Let Lenin himself continue:
I was amazed at this class evaluation of the July days. My mind had been revolving around the political significance of the event, weighing its importance in relation to the general course of events, analysing the situation that had given rise to this zigzag of history and the situation it would create. And debating how we must alter our slogans and party apparatus in order to adapt them to the changed situation. As for bread, I, who had never experienced want, never gave it a thought. Bread to me seemed a matter of course, a by-product, as it were, of the work of a writer. Fundamentally, the mind approaches the class struggle for bread by a political analysis and an extraordinarily complicated and involved path.
But this representative of the oppressed class, although one of the better-paid and well-educated workers, took the bull by the horns with that astonishing simplicity and bluntness, with that firm resolution and amazingly clear insight, which is as remote from your intellectual as the stars in the sky. (Lenin Selected Works, vol. VI, pp. 280-81)
The key phrase in this passage is “although one of the better-paid and well-educated workers”. Better paid and well-educated workers are very often corrupted by bourgeois education. It is the great millions, very often unorganised in unions but “disciplined, and united and organised by the very mechanism of capitalist production” itself that constitute the most heroic, the most self-sacrificing battalions of the new social order. They do not approach great questions by a complicated and involved path “as intellectuals do. Their most effective method of expression is action, corresponding to the astonishing simplicity, bluntness ... firm resolution and amazingly clear insight” of their speech when they do speak. For long years they appear entirely subordinated to bourgeois ideas and the place bourgeois society has reserved for them. But they have their own ideas and in the continuous crisis and catastrophic decline of society, they have in recent decades repeatedly entered upon the field of history with world-shaking effects. Since 1917, no lasting victory has been theirs but the future is with them or there is no future.
Revolutionary politics consists of a conscious relating of the needs of the objective situation to the state of development of the masses. But decisive always is the objective situation, the world of today, and a superficial conception of the stage of development of the masses can be a terrible trap for the unwary. The objective conditions of our world demand universal solutions. It is absolutely impossible to propose a proletarian programme to counter the imperialism of the “Marshall Plan” without counterposing an international plan of socialist economic construction. That is the world in which we live.
In Europe, adequate wages, stable prices, food, housing and heating are no longer partial questions. Any reasonable satisfaction of the needs of the people demands a total reorganisation of the economy, a plan for continental rehabilitation, and close association with the economic power of the United States. Peace is indivisible. The need for universality stretches out from the hearth to the whole world.
But the same need exists intensively. It is the crime of capitalism that it uses men only partially. Labour bureaucracies which call on men only for votes or sending telegrams, are only partially mobilising vast stores of creative energy which are crying for release. Bankrupt economies which cannot mobilise the universal contained in modern man are doomed to remain bankrupt. That and nothing else but that can rebuild the vast wreck which is the modern world. Objectively and subjectively the solution of the crisis demands a total mobilisation of all forces in society. Partial solutions only create further disorders in the economy; partial demands, as such, because they are abstractions from the reality, lead only to disappointment; partial demands by leaders on the workers fail to mobilise their energies and leave them with a sense of frustration and hopelessness. Thus not only the concept but the need for universality reigns throughout all phases of society.
This was the constant theme of Trotsky before he was murdered in 1940. In previous periods the socialists fought for partial demands and held before the masses the social revolution as a distant goal. Today those days are over. The revolutionaries hold always before the masses the concept of the proletarian revolution but do not neglect to snatch this and that partial demand to better the position of the toilers and mobilise them for the final struggle.
This only is reason. The modern intellectual, once he breaks with bourgeois conceptions, finds a vast new world of ideas open before him. But he can pursue and present these ideas in their inner essence only with the inevitable universality of the revolutionary proletariat in mind. Without this there is no dialectic, and without dialectic, thought soon bogs down in the chaotic disintegration of the modern world. Quite different is it with the dialectical materialist. In his boldest flights, he is conscious that he will not exceed the real history of humanity which is being prepared by the revolutionary masses.